Table of Contents

Component Description

Users of the 2013-2014 dual-energy X-ray absorptiometry abdominal aortic calcification data (DXXAAC_H) are encouraged to read the documentation before accessing the data file.

Abdominal aortic calcification (AAC) can be accurately recognized on lateral spine images intended for Vertebral Fracture Assessment (VFA) that are obtained with dual-energy X-ray absorptiometry (DXA).Several studies have found that lateral spine images obtained with DXA to detect prevalence of VFA can detect AAC with reasonably good sensitivity and specificity (Schousboe 2006, Schousboe 2017). The image resolution of lateral spine scans obtained with DXA is close to the image resolution of a standard radiograph, but the DXA scan produces much lower radiation exposure (Schousboe 2006, Schousboe 2007).

Abdominal Aortic Calcification is significantly associated with both cardiovascular heart disease and stroke even after adjustment for the traditional risk factors of age, cigarette use, diabetes mellitus, high systolic blood pressure, left ventricular hypertrophy, body mass index, and cholesterol (Szulc 2016, Schousboe 2017).

In 2013-2014, lateral DXA scans of the thoraco-lumbar spine were administered in the NHANES mobile examination center (MEC).

The Instant Vertebral Assessment (IVA) lateral spine scans provide vertebral fracture information for 13 individual vertebrae from T4-L4 and AAC measurement for vertebrae L1–L4.

Eligible Sample

DXA scans were administered to eligible survey participants 40 years of age and older. Pregnant females were ineligible for the DXA examination. Participants who were excluded from the DXA examination for reasons other than pregnancy were considered “eligible nonrespondents.” Reasons for exclusion from the DXA examination were as follows:

Participants were excluded from all spine scans if they reported a Harrington Rod in the spine for scoliosis.

The variable DXDAACST indicates the examination status for abdominal aortic calcification using IVA lateral spine scan. The codes for DXDAACST are as follows:

DXDAACST- Abdominal aortic calcification status
1 = IVA lateral spine scan completed, L1-L4 are valid
2 = IVA lateral spine scan completed, among L1-L4 one or more vertebrae is invalid
3 = IVA lateral spine not scanned, pregnancy
4 = IVA lateral spine not scanned, weight > 450 lbs
5 = IVA lateral spine not scanned, other reason

The main reasons for completed, but invalid, IVA lateral spine scans (code 2) were an insufficient scan area or partial scan, degenerative disease/severe scoliosis, sclerotic spine/spinal fusion/laminectomy and poor image quality due to morbid obesity. The “Not scanned, other reason” (code 5) includes no time to complete the examination, pregnancy test not completed, and participant refusal, as well as exclusion for reasons other than pregnancy, such as a medical test.

Protocol and Procedure

The IVA lateral spine scans were acquired on Hologic Discovery model A densitometers (Hologic, Inc., Marlborough, Massachusetts), using software version Apex 3.2. The radiation exposure from DXA for the IVA lateral spine scan is extremely low at less than 20 uSv. All scans in the DXXAAC_H file were viewed using Optasia SpinAnalyzer software both AAC-24 and AAC-8 scoring semi-quantitative techniques (Kauppila 1997, Schousboe 2007) were used for the evaluation.

The DXA examinations were administered by trained and certified radiology technologists. Further details of the DXA examination protocol are documented in the Body Composition Procedures Manual

Quality Assurance & Quality Control

A high level of quality control was maintained throughout the DXA data collection and scan analysis, including a rigorous phantom scanning schedule.

Monitoring of Field Staff and Densitometers
Staff from the National Center for Health Statistics (NCHS) and the NHANES data collection contractor monitored technologist acquisition performance through in-person observations in the field. Retraining sessions were conducted with the technologists annually and as needed to reinforce correct techniques and appropriate protocol. In addition, technologist performance codes were recorded by the NHANES quality control center at the University of California, San Francisco (UCSF), Department of Radiology during review of participant scans. The codes documented when the technologist had deviated from acquisition procedures and where scan quality could have been improved. The performance codes were tracked for each technologist individually and a summary was reported to NCHS on a quarterly basis. Additional feedback on technologist performance was provided by the UCSF when problems were noted during review of the scans. Ongoing communication was maintained throughout the year among the UCSF, the NCHS, and the data collection contractor regarding any issues that arose.

Hologic service engineers performed all routine densitometer maintenance and repairs. Copies of all reports completed by the manufacturer’s service engineers were sent to the UCSF when the scanners were serviced or repaired so any changes in measurement (as a result of the work could be assessed).

Scan Analysis
Each participant scan and phantom scan was reviewed and analyzed by the UCSF using standard radiologic techniques and study-specific protocols developed for NHANES. The IVA lateral spine images were viewed using Optasia Spinalizer software. Both AAC-24 and AAC-8 scoring semi-quantitative (SQ) techniques were used for the abdominal aortic calcification evaluation (Kauppila 1997, Schousboe 2007).

In the scoring method for AAC-24, the anterior and posterior aortic walls are divided into four segments, corresponding to the areas in front of the lumbar vertebrae L1-L4. Within each of these 8 segments, aortic calcification was recognized visually as either a diffused white stippling of the aorta, extending out to the anterior and/or posterior aortic walls, or as white linear calcification of the anterior and/or posterior walls. Aortic calcification was scored as “0” if there was no calcification; “1” if one-third or less of the aortic wall in that segment was calcified; “2” if more than one-third but less than two-thirds was calcified; or “3” if more than two-thirds was calcified. The scores were obtained separately for the anterior and posterior aortic wall, resulting in a range from “0” to “6” for each vertebral level and “0” to “24” for the total score.

The AAC-8 scale estimates the total length of calcification of the anterior and posterior aortic walls in front of the vertebrae L1 to L4 as “0” if no calcification is seen; “1” if aggregate length of calcification is equal to the height of one vertebrae or less; “2” if aggregate length of calcification is more than one but less than or equal to the height of two vertebra; “3” if aggregate length of calcification is more than two but less than or equal to the heights of three vertebra; and “4” if aggregate length of calcification is more than the height of three vertebra.

VFA images were read by a single reader at the UCSF quality control center, who was trained by Dr. John Schousboe.

Invalidity Codes
Invalidity codes were applied by the UCSF to indicate the reasons spine regions of interest (ROI) could not be analyzed accurately. The invalidity codes are provided in the data file (see Data Processing and Editing section for a more detailed description of the invalidity codes).

Quality Control Scans
The quality control phantoms were scanned according to a predetermined schedule. The Hologic Anthropomorphic Spine Phantom that traveled with each MEC was scanned daily as required by the manufacturer to ensure accurate calibration of the densitometer. A Hologic Spine (HSP-Q96) Phantom and a Hologic Block Phantom were circulated among the MECs, and were scanned at the start of operations of each MEC.

The complete phantom scanning schedule is described in the Body Composition Procedures Manual located on the NHANES website.

In 2013-2014, longitudinal monitoring was conducted through daily spine phantom scans as required by the manufacturer in order to correct any scanner-related changes in participant data. The circulating HSP-Q96 and block phantoms, which were scanned at the start of operations at each site, provided additional data for use in longitudinal monitoring and cross calibration, as well as to monitoring the vertebrae dimension measurement.

A number of data quality issues were addressed through the quality control program. Direct feedback given to the technologists regarding acquisition problems affecting the quality of the scans and yearly refresher training, resulted in improved technologist performance. The rigorous schedule of quality control scans provided continuous monitoring of machine performance. The expert review procedures helped to ensure that scan analysis was accurate and consistent.

Data Processing and Editing

During the editing process, data were reviewed for completeness, consistency, and outliers. Back-end edits of the data were performed when errors were identified.

Invalidity Codes
Invalidity codes were included in the data file to indicate the reasons why spine regions of interest (ROI) could not be analyzed accurately. Invalidity codes were applicable to completed scans only (DXDAACST = 1 or 2). If a participant was not scanned, all invalidity codes are missing.

The invalidity codes are provided in the data file as follows:

DXXAACTV = AAC total invalidity code
DXXAL1CC = AAC L1 invalidity code
DXXAL2CC = AAC L2 invalidity code
DXXAL3CC = AAC L3 invalidity code
DXXAL4CC = AAC L4 invalidity code

Values for invalidity codes DXXAL1CC, DXXAL2CC, DXXAL3CC and DXXAL4CC

 

Values for DXXAACTV

If one or more spine vertebrae were coded as invalid, total AAC invalidity code was coded as invalid (DXXAACTV=1) and AAC total 8 score and AAC total 24 score were set to missing.

Analytic Notes

The NHANES examination sample weights should be used for any analyses using the DXXAAC_H data. Please refer to the NHANES Analytic Guidelines and the on-line NHANES Tutorial for further details on the use of sample weights and other analytic issues.

References

Codebook and Frequencies

SEQN - Respondent sequence number

Variable Name:
SEQN
SAS Label:
Respondent sequence number
English Text:
Respondent sequence number.
Target:
Both males and females 40 YEARS - 150 YEARS

DXDAACST - Abdominal Aortic Calcification Status

Variable Name:
DXDAACST
SAS Label:
Abdominal Aortic Calcification Status
English Text:
Abdominal Aortic Calcification Status
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
1 IVA Lateral Spine scan completed, L1-L4 are valid 3140 3140
2 IVA Lateral Spine scan completed, among L1-L4 one or more vertebrae are invalid 190 3330
3 IVA Lateral Spine not scanned, pregnancy 3 3333
4 IVA Lateral Spine not scanned, weight > 450 lbs 1 3334
5 IVA Lateral Spine not scanned, other reason 374 3708
. Missing 0 3708

DXXAACTV - AAC total invalidity code

Variable Name:
DXXAACTV
SAS Label:
AAC total invalidity code
English Text:
AAC total invalidity code
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 Valid data 3140 3140
1 Invalid data 190 3330
. Missing 378 3708

DXXAL1CC - AAC L1 invalidity code

Variable Name:
DXXAL1CC
SAS Label:
AAC L1 invalidity code
English Text:
AAC L1 invalidity code
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 Valid data 3236 3236
1 Removable or non-removable objects 4 3240
3 Excessive x-ray noise due to morbid obesity 60 3300
4 Insufficient scan area 17 3317
5 Movement 1 3318
6 Other (degenerative diseases, spinal fusion, fractures) 12 3330
. Missing 378 3708

DXXAL2CC - AAC L2 invalidity code

Variable Name:
DXXAL2CC
SAS Label:
AAC L2 invalidity code
English Text:
AAC L2 invalidity code
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 Valid data 3210 3210
1 Removable or non-removable objects 4 3214
3 Excessive x-ray noise due to morbid obesity 62 3276
4 Insufficient scan area 40 3316
5 Movement 1 3317
6 Other (degenerative diseases, spinal fusion, fractures) 13 3330
. Missing 378 3708

DXXAL3CC - AAC L3 invalidity code

Variable Name:
DXXAL3CC
SAS Label:
AAC L3 invalidity code
English Text:
AAC L3 invalidity code
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 Valid data 3157 3157
1 Removable or non-removable objects 2 3159
3 Excessive x-ray noise due to morbid obesity 78 3237
4 Insufficient scan area 75 3312
5 Movement 1 3313
6 Other (degenerative diseases, spinal fusion, fractures) 17 3330
. Missing 378 3708

DXXAL4CC - AAC L4 invalidity code

Variable Name:
DXXAL4CC
SAS Label:
AAC L4 invalidity code
English Text:
AAC L4 invalidity code
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 Valid data 3143 3143
1 Removable or non-removable objects 2 3145
3 Excessive x-ray noise due to morbid obesity 78 3223
4 Insufficient scan area 87 3310
5 Movement 1 3311
6 Other (degenerative diseases, spinal fusion, fractures) 19 3330
. Missing 378 3708

DXXAL1 - AAC L1 Posterior score

Variable Name:
DXXAL1
SAS Label:
AAC L1 Posterior score
English Text:
AAC L1 Posterior score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 3 Range of Values 3236 3236
. Missing 472 3708

DXXAL1AN - AAC L1 Anterior score

Variable Name:
DXXAL1AN
SAS Label:
AAC L1 Anterior score
English Text:
AAC L1 Anterior score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 3 Range of Values 3236 3236
. Missing 472 3708

DXXAL2 - AAC L2 Posterior score

Variable Name:
DXXAL2
SAS Label:
AAC L2 Posterior score
English Text:
AAC L2 Posterior score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 3 Range of Values 3221 3221
. Missing 487 3708

DXXAL2AN - AAC L2 Anterior score

Variable Name:
DXXAL2AN
SAS Label:
AAC L2 Anterior score
English Text:
AAC L2 Anterior score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 3 Range of Values 3210 3210
. Missing 498 3708

DXXAL3 - AAC L3 Posterior score

Variable Name:
DXXAL3
SAS Label:
AAC L3 Posterior score
English Text:
AAC L3 Posterior score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 3 Range of Values 3167 3167
. Missing 541 3708

DXXAL3AN - AAC L3 Anterior score

Variable Name:
DXXAL3AN
SAS Label:
AAC L3 Anterior score
English Text:
AAC L3 Anterior score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 3 Range of Values 3157 3157
. Missing 551 3708

DXXAL4 - AAC L4 Posterior score

Variable Name:
DXXAL4
SAS Label:
AAC L4 Posterior score
English Text:
AAC L4 Posterior score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 3 Range of Values 3150 3150
. Missing 558 3708

DXXAL4AN - AAC L4 Anterior score

Variable Name:
DXXAL4AN
SAS Label:
AAC L4 Anterior score
English Text:
AAC L4 Anterior score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 3 Range of Values 3143 3143
. Missing 565 3708

DXXAL4MD - AAC L4 mid score

Variable Name:
DXXAL4MD
SAS Label:
AAC L4 mid score
English Text:
AAC L4 mid score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 3 Range of Values 3145 3145
. Missing 563 3708

DXXAC8AN - AAC Anterior 8 score

Variable Name:
DXXAC8AN
SAS Label:
AAC Anterior 8 score
English Text:
AAC Aneterior 8 score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 4 Range of Values 3140 3140
. Missing 568 3708

DXXAC8PO - AAC Posterior 8 score

Variable Name:
DXXAC8PO
SAS Label:
AAC Posterior 8 score
English Text:
AAC Posterior 8 score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 4 Range of Values 3175 3175
. Missing 533 3708

DXXAAC8 - AAC Total 8 Score

Variable Name:
DXXAAC8
SAS Label:
AAC Total 8 Score
English Text:
AAC Total 8 Score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 8 Range of Values 3140 3140
. Missing 568 3708

DXXAAC24 - AAC Total 24 Score

Variable Name:
DXXAAC24
SAS Label:
AAC Total 24 Score
English Text:
AAC Total 24 Score
Target:
Both males and females 40 YEARS - 150 YEARS
Code or Value Value Description Count Cumulative Skip to Item
0 to 23 Range of Values 3140 3140
. Missing 568 3708